Canadian Imperial Bank of Commerce will have to pay a penalty of $1.25 million to the Commodity Futures Trading Commission ...

The U.S. Commodity Futures Trading Commission (CFTC) is sanctioning CIBC for swaps reporting failures. The derivatives ...

CIBC and Canaccord Genuity LLC are facing fines in the latest round of disciplinary actions for records-keeping violations in ...

Canadian Imperial Bank of Commerce has become the last of Canada’s largest banks to face a multimillion-dollar penalty from U ...

Canadian Imperial Bank of Commerce (CM) was charged with penalties by the Securities and Exchange Commission, and the Commodity ...

The CFTC order imposes a $30 million civil monetary penalty and orders CIBC to cease and desist from further violations of record-keeping and supervision requirements. The commission said it also was ...

(Reuters) - Eleven broker-dealers and investment advisers have agreed to pay fines of more than $88 million to resolve ...

Use precise geolocation data and actively scan device characteristics for identification. This is done to store and access ...

US regulators levied more than $118 million in penalties against several financial firms for failing to keep employees’ electronic communications, the latest fallout from the so-called WhatsApp ...

The Commodity Futures Trading Commission on Tuesday ordered the Canadian Imperial Bank of Commerce to pay $30 million for ...

The US Securities and Exchange Commission (SEC) announced today that 11 firms are being ordered to pay $88 million to settle ...

Canadian Imperial Bank of Commerce will have to pay a penalty of $1.25 million to the Commodity Futures Trading Commission ...