Canadian Imperial Bank of Commerce will have to pay a penalty of $1.25 million to the Commodity Futures Trading Commission ...

CIBC and Canaccord Genuity LLC are facing fines in the latest round of disciplinary actions for records-keeping violations in ...

The U.S. Commodity Futures Trading Commission (CFTC) is sanctioning CIBC for swaps reporting failures. The derivatives ...

Canadian Imperial Bank of Commerce has become the last of Canada’s largest banks to face a multimillion-dollar penalty from U ...

The CFTC order imposes a $30 million civil monetary penalty and orders CIBC to cease and desist from further violations of record-keeping and supervision requirements. The commission said it also was ...

Canadian Imperial Bank of Commerce (CM) was charged with penalties by the Securities and Exchange Commission, and the Commodity ...

CIBC is the latest Canadian bank to face fines for records-keeping violations in the United States. The Commodity Futures ...

More Wall Street firms have agreed to pay a combined $100 million to settle charges from U.S. regulators that they violated ...

One firm avoided penalties as it proactively self-reported and took compliance action, according to the regulator.

TORONTO — CIBC is the latest Canadian bank to face fines for records-keeping violations in the United States. The Commodity ...

US regulators levied more than $118 million in penalties against several financial firms for failing to keep employees’ ...

Canadian Imperial Bank of Commerce will have to pay a penalty of $1.25 million to the Commodity Futures Trading Commission ...