CIBC fined $1.25 mln by CFTC for swap reporting delays
Canadian Imperial Bank of Commerce will have to pay a penalty of $1.25 million to the Commodity Futures Trading Commission ...
JD Supra2d
CFTC Finalizes Rule 4.7 Amendments, Defers Key Disclosure Requirements
The CFTC has finalized portions of its proposed October 2023 amendments to CFTC Rule 4.7. The CFTC moved forward on: Raising ...
financefeeds2d
CFTC charges Binary Options firms despite FCM definition concerns
K. Mersinger issued a dissenting statement, objecting to how the charges were pursued. She argued that there was insufficient ...
CFTC orders Canadian Imperial Bank of Commerce to pay $30 million -statement
The Commodity Futures Trading Commission on Tuesday ordered the Canadian Imperial Bank of Commerce to pay $30 million for ...
JD Supra1d
New CFTC Rule 4.7 Changes Have Private Funds Industry Breathing a Sigh of Relief
The US Commodity Futures Trading Commission on September 12 issued final changes to Rule 4.7 that were limited to an increase in the ...
Mango Markets mull $500K CFTC settlement amid ‘ongoing’ investigation
Solana-based decentralized exchange Market Markets is mulling paying the CFTC a $500,000 fine to bring an end to an ongoing ...
NewsDakota1d
CFTC Issues First Carbon Credit Market Guidelines
The Commodity Futures Trading Commission approved the first guidelines for the trading of voluntary carbon credit derivative ...
IATP2d
IATP statement on the CFTC approval of guidance to industry on voluntary carbon market credits
MINNEAPOLIS— On Sept. 19, the Commodity Futures Trading Commission (CFTC) voted to approve final guidance to commodity exchanges planning to offer new derivatives contracts whose underlying assets are ...
SEC, CFTC Charge CIBC With Record-Keeping Penalties
Canadian Imperial Bank of Commerce (CM) was charged with penalties by the Securities and Exchange Commission, and the Commodity ...
CIBC fined $1.25 million by CFTC for swap reporting delays
Canadian Imperial Bank of Commerce will have to pay a penalty of $1.25 million to the Commodity Futures Trading Commission ...
CFTC Orders Piper Sandler to Pay $2 Million Fine Over Unit's Recordkeeping Practices
The CFTC said Monday its order against Piper Sandler Hedging Services will settle charges against the unit for failing on recordkeeping requirements and not diligently overseeing matters related to ...