The Director of the Securities Exchange Commission (“SEC”) Division of Investment Management (the “Director”) gave remarks this month regarding registered investment advisers (“RIAs”) and their proxy ...

It’s proxy-voting season, when shareholders get to vote on issues affecting a company’s risks and its place in the world. You can read a primer about proxy voting here. This year, the current US ...

Rule 206(4)-6 under the Investment Advisers Act requires a registered investment adviser with proxy voting authority to adopt policies and procedures reasonably designed to ensure that proxies are ...

Regulators took on proxy voting in 2025, amid concerns that proxy advisors and large index investors are increasingly opposing management objectives. But our latest research on voting trends by the ...