In an interview on "The Paul Finebaum Show," this week, Greg Sankey floated the idea of the SEC creating its "own set of ...
Industry group says $1B AUM line reflects inflation, rising regulation, and evolving advisory business models.
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SEC rules Bitcoin, Ethereum are digital commodities, not securities
The U.S. Securities and Exchange Commission (SEC) issued an authoritative interpretation on the 17th, determining that major ...
When crypto first hit the scene, global regulators were caught like deer in the headlights, confused and uncertain how to manage digital assets. Rules were ...
Planning organizations including CFP Board and the FPA support updating the SEC’s small-entity yardstick while pressing for ...
President Trump has said that public companies should have to report earnings only twice a year.
Judge Margaret Ryan’s departure comes a month after she decried rumors that the SEC’s enforcement arm was falling short amid ...
New guidance introduces five crypto categories.
The SEC and CFTC issued a joint interpretation clarifying how federal securities laws apply to crypto assets, stablecoins, and digital commodities.
A former senior Securities and Exchange Commission enforcement official told lawmakers Tuesday that the agency has “lost its way” on fairness in recent years and must adopt formal internal safeguards ...
Early crowdfunding often broke securities laws due to unregistered offerings. In 2015, the SEC's Regulation Crowdfunding (Regulation CF) addressed this, stemming from the JOBS Act. It provides an ...
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