Until just over a month ago, the Securities and Exchange Commission had been relatively sparing in its awards this year under the SEC Whistleblower Program, leading many to question whether its ...

Julia M. Jordan of Sullivan & Cromwell writes: The U.S. Securities and Exchange Commission's 2016 Annual Report on its Dodd-Frank Whistleblower Program reflects that 2016 was historic for the program, ...

A former tech executive of the generic drugmaker received illicit tips on drug approvals, earnings and merger. The Securities and Exchange Commission’s $10 million settlement this week with an ...

WASHINGTON (Reuters) - Four years ago, two analysts who liked to swap notes on numbers they thought looked odd took a fateful step and tipped off U.S. regulators about a company that one of them had ...

Chairman Gary Gensler is targeting a deadline that has been a point of contention for years between activist investors and public companies. SEC Wants More Climate Disclosures. Businesses Are ...