"While the issues of what's in the best interest of an investor will continue to be important, we won't see as much energy ...

In September, he and Commissioner Hester Peirce blasted the SEC for a series of “misguided and overreaching cases,” as part of a dissenting opinion related to a company selling non-fungible tokens ...

The Defense Department will appeal a military judge’s ruling about plea agreements by three defendants in the Sept. 11, 2001, ...

I mean, they are going to be so confused.” Saturday’s gameday appearance will be a first for SEC Shorts and for Snead, a ...

The US SEC has filed a motion to dismiss three of Kraken’s defenses to the commission’s allegations that the crypto exchange ...

Invesco, which was charged with violating the Investment Advisers Act of 1940, did not admit to or deny the SEC’s findings.

Invesco Advisors has agreed to pay $17.5 million to settle a civil complaint by the U.S. Securities and Exchange Commission.

For the last three years, crypto firms’ prime nemesis has been Securities and Exchange Commission chair Gary Gensler, who ...

A lawsuit filed in November of last year by the co-founder of Cloudbrink Inc. against his former company has attracted the ...

The SEC’s cybersecurity disclosure rules come with strict documentation requirements, especially as it relates to 8-K and ...

Notable accounting errors and a federal investigation have kept the U.S. agricultural giant Archer-Daniels-Midland Co. (ADM) in the spotlight for most of this year. Now more financial mismanagement ...

Paul Hastings’ Brad Bondi, Ryan Swan, and Scott Gluck review the latest SEC examination priorities, which include artificial intelligence use and crypto-focused investment strategies and assets.