Frequently Asked Questions About Form 13F - SEC.gov
Jun 23, 2022 · Form 13F-E pre-dates the mandatory EDGAR filing of Form 13F. Form 13F-E became obsolete as of April 1, 1999 and cannot be used for Form 13F filings after that date. Question 21 …
Form 13F Data Sets - SEC.gov
Form 13F was adopted pursuant to statutory directive designed to provide the Commission with data from larger managers about their investment activities and holdings.
Rule as to Use of Form 13F. Institutional investment managers (“Managers”) must use Form 13F for reports to the Commission required by Section 13(f) of the Securities Exchange Act of 1934 [15 …
Form 13F was adopted pursuant to statutory directive designed to provide the Commission with data from larger managers about their investment activities and holdings. The FORM 13F data sets are …
Form 13F - SEC.gov
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Form 13F Data Sets - SEC.gov
Aug 2, 2022 · Form 13F Data Sets The Form 13F Data Sets are now available for download. The Form 13F Data Sets provide the securities holding information required of institutional investment …
Official List of Section 13 (f) Securities - SEC.gov
It is made available for use in the preparation of reports filed with the Securities and Exchange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13 (f) of the Securities …
Exemption From Exchange Act Rule 13f-2 and Related Form SHO
Feb 7, 2025 · The Securities and Exchange Commission today provided a temporary exemption from compliance with Rule 13f-2 under the Securities Exchange Act and from reporting on Form SHO. As …
Final Rules: Enhancing Short Sale Disclosure The Securities and Exchange Commission adopted new Rule 13f-2 and related Form SHO and an amendment to the national market system plan (“NMS …
Create an XML Information Table for Form 13F Using Excel
Step 6—upload and validate the XML file in the electronic form 13F Follow the steps below to prepare a Form 13F Information Table in Excel (2010 - 2016) for electronic submission to EDGAR. Step …